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Continued from Page 1


HARRIS: L.C. 4660(c) says the schedule is “prima
facie evidence of the percentage of permanent
disability to be attributed to each injury covered by
the schedule.” Since the new schedule does not
properly calculate PD, what evidence can
applicants’ attorneys use to establish loss of
earning capacity and the appropriate level of PD?


MARTIN: Vocational experts are uniquely qualified to
calculate this loss. I believe that as we grow accustomed to the new way that PD is measured,
and the relative ease in proving it up with a vocational
expert, members of the workers’ compensation community will focus on other aspects of the
legislation. For example, I don’t think we have even
scratched the surface of what will constitute valid apportionment.

The roadmap to proving the new PD is remarkably clear, much clearer than many other provisions of the legislation. One only needs to look at the legislation itself, the AMA directives, and the applicable case law.


Prima Facie:
is a Latin expression meaning
"at first sight," used in common
law jurisdictions to denote
evidence that is sufficient, if not
rebutted, to prove a particular
proposition of fact.
List of Voc Experts for DFEC
Med-Legal has compiled a list of vocational experts who are prepared to do DFEC analysis.

The new Regulation 9805 adopts the AMA Guides,
5th Edition, in their entirety.
§9805 Schedule for Rating
Permanent Disabilities,
Adpotion, Amendment:
The method for the determination of percentages
of permanent disability is set
forth in the Schedule for Rating
Permanent Disabilities, which
has been adopted by the
Administrative Director effective January 1, 2005, and which is hereby incorporated by reference in its entirety as though it were set forth below. The schedule adopts and incorporates the American Medical Association (AMA) Guides to the Evaluation of Permanent Impairment 5th Edition. The schedule shall be effective for dates of injury on or after January 1, 2005 and for dates of injury prior to January 1, 2005, in accordance with subdivision (d) of Labor Code section 4660, and it shall be amended at least once every five years.


Chapter 1 of the AMA Guides to the Evaluation of
Permanent Impairment
(5th ed.) admits the critical
limitation of the WPI percentages:

“The whole person impairment percentages listed in
the Guides estimate the impact of the impairment on
the individual’s overall ability to perform activities of
daily living, excluding work.” (page 4)

“The Guides is not intended to be used for direct
estimates of work disability. Impairment percentages
derived according to the Guides criteria do not
measure work disability. Therefore, it is inappropriate
to use the Guides’ criteria or ratings to make direct estimates of work disability.” (page 9)

To illustrate this, the Guides give this example:

“[A] 30% impairment rating does not correspond to a
30% reduction in work capability. Similarly, a manual
laborer with this 30% impairment rating due to
pericardial disease may be completely unable to do
his or her regular job and, thus, may have a 100%
work disability.” (page 5)

The physician’s responsibility in assessing work
disability (as distinguished from impairment) is to
determine if the impairment results in functional
limitations. (page 15)

Return to work determinations are complicated.
“A decision of this scope usually requires input from
medical and nonmedical experts, such as vocational
specialists, and the evaluation of both stable and
changing factors, such as the person’s education,
skills, and motivation, the state of the job market, and
local economic considerations.”(page 14)


 
“impairment percentages derived from the Guides criteria should not be used as direct estimates of disability. Impairment percentages estimate the extent of the impairment on whole person functioning and account for basic activities of daily living, not including work.” (Guides, page 13)

I can tell those who have read the Guides from those
who have not by how surprised they are when they
hear that the Guides tell us to use a vocational
expert to evaluate Permanent Disability.
 
“The impairment evaluation, however, is only one aspect of disability determination. A disability determination also includes information about the individual’s skills, education, job history, adaptability, age, and environmental requirements and modifications. Assessing these factors can provide a more realistic picture of the effects of the impairment on the ability to perform complex work and social activities.” (Guides, page 8)


The AMA Press also published Disability Evaluation
(2nd Edition) which assists in the assessment of
disability and return-to-work issues under the Guides.
Chapter 45, “The Role of the Vocational
Rehabilitationist,” states, in relevant part:

“Determination of the probability of a person returning
to work and earning substantive income in the future
requires understanding of the physical and mental
limitations associated with injury or trauma as
established by physicians and psychologists, and
knowledge of the physical and mental demands of
the work, the skill and knowledge requirements of the
work, availability of work in the labor market, and the
hiring practices of employers. It is the vocational
rehabilitation is who has the knowledge, skills, and
professional experience to make decisions about work and earnings, issues seen as critical to
disability determination in civil and administrative
law proceedings. Therefore, physicians should be
wary about making statements about a person’s
ability to acquire and perform work. These issues
are better left to a vocational rehabilitationist.
Transferable skills, adaptation to change,
impairment, work, and earnings must be addressed
by a vocational rehabilitationist before statements
about disability can be made.”
(page 644, emphasis added)


Disability Evaluation
(2nd Edition)
Authors: Gunnar BJ Andersson, Stephen L Demeter
ISBN#: 0-3230-0959-X

From Amazon
From AMA

“It is the vocational rehabilitationist who explains the practical implications of impairments and functional limitations on work and disability.” (page 647)

Finally, the body of case law on the subject is in
harmony with the statutory and AMA approach to the
calculation of the new PD.

In LeBoeuf v. WCAB, 334 C3d. 234, 48 CCC 587
(1983), the California Supreme Court found that a
determination that an injured worker cannot be
retrained for any suitable gainful employment may
adversely affect a worker's overall ability to compete.
Accordingly, that factor should be considered in any
determination of a permanent disability rating.

In Nielsen v. WCAB, 39 CCC 83 (1974), the court
rejected the standard rating as not being “rationally
related to Applicant's diminished ability to compete
on the open labor market” (referring to former LC
4660) and found it “arbitrary, unreasonable and not
supported by the evidence in light of the entire
record.”

In other words, the courts recognize that LC 4660 only affords “prima facie” status to the rating schedule, and confirms it is subject to rebuttal. In my opinion, the new schedule is particularly vulnerable to being rebutted for the reasons I stated earlier.
 

The way to rebut the new schedule is through vocational analysis of diminished future earning capacity.

Memorandum of Points and Authorities in Support of Expert Testimony to Establish Diminished Future Earning Capacity.

Next Page >


Proving Permanent Disability
Under New Labor Code §4660
> Proving PD Under New LC §4660
> Determining DFEC with "SEDEC"
> How to Review Subpoenaed Records
> + Excel Organizers
> Interview with Jettie Pierce Selvig
> Interview with John Parente
> Smoking Gun